Trade Management Analyst at ICONMA, LLC

Our Client, a Retail And Corporate and Institutional Banking Solutions Company, is looking for Trade Management Analyst for their Denver,  CO location
 
Responsibilities:

• Client Securities Services, a wholly owned subsidiary of the Client Group, is a leading global custodian and securities services provider.
• Backed by the strength of the Client Group, we provide multi-asset post-trade and asset servicing solutions for buy and sell-side market participants, corporates and issuers.
• With local expertise in 35 countries and a global reach covering 90+ markets, our network is one of the most extensive in the industry, enabling clients to maximize their investment opportunities worldwide.
• Trade Management handles trade matching, trade settlement, and trade reporting for its investment manager clients.
• Securities in scope include equities, fixed income, listed derivatives, foreign exchange, and TBAs.
• The team is also responsible for ensuring timely integration of client trades through the Trade Management platform and into the ABOR/IBOR platform. 
• A Trade Management Analyst will primarily be responsible for supporting daily trade activity including post trade confirmation, settlement and client reporting responsibilities including:
• Ensure timely and accurate settlement of trades across multiple security types, global markets, brokers, and custodians
• Ensure end of day reporting provided to relevant Oversight teams accurately reflects trade status and provides sufficient commentary
• Work closely with multiple external and internal parties to resolve trade discrepancies, including unmatched and failed security trades, foreign exchange contracts, overdrafts, and wires.
• Act as the primary escalation contact within Client to ensure settlement related issues are resolved in a timely manner
• Create and maintain accurate broker and custodian settlement instructions across multiple databases
• Ensure accuracy of new account profiles within all internal systems
• Ongoing review of existing processes to identify potential improvements to create new efficiencies and increase quality and controls

Results and Impact

• Impacts division and influences peers and team
• Demonstrates good judgement when making decisions of high complexity and impact
• Relies on limited guidance for most complex decision making
• Is responsible for driving outcomes which have meaningful effect on team or department
• Leadership and Collaboration
• Creates trust with department leaders
• Acts in leadership capacity for large projects, processes, or programs for a team
• Client, Customer and Stakeholder Focus
• Able to build relationships with a mix of intermediate and senior colleagues or clients
• Interacts regularly with management and department leaders
• Demonstrates the ability to persuade and influence stakeholders at the team level
• Compliance Culture and Conduct
• Takes full responsibility for personal actions and demonstrates courage in facing problems and conflicts
• Perceived as a person of high moral character; upholds corporate values and displays high ethical standards”

 
Requirements

• One year of related financial industry experience in back and middle office operations with an emphasis on trade settlement.
• Bachelor’s Degree in Accounting/Finance or equivalent

 
Preferred Qualifications:

• Experience with SWIFT and/or BBH Infomediary
• Expertise associated with equity and fixed income securities settlement, both US and international, including knowledge of FX, buy-ins, 144A and restricted securities, and physical securities
• Proven ability to maintain a customer service focused attitude in a high pressure securities environment
• Ability to work independently within established guidelines and strict operational controls

 
Why Should You Apply?

• Health Benefits
• Referral Program
• Excellent growth and advancement opportunities