Senior Operations Manager - Phaxis LLC

• Monitoring and assisting with daily operations, including clients' service matters, monitoring clients' trading activities, and money movement.
• Assisting in identifying and drafting requirements and testing plans for the development of a back-office system.
• Managing and reconciling daily cash balances, overseeing cash reporting and projections.
• Managing daily trade settlements and resolving issues.
• Handling ACAT processing.

Must Haves:

• Series 7 & 63 with the ability to obtain Series 24 within 6 months.
• Minimum of five years of Financial Services experience in Middle and Back-Office Operations.
• Broad understanding of the brokerage industry, specifically Settlements, Corporate Actions, ACAT's, Reconciliation, and Cashiering functions, and associated regulations pertaining to these areas.