Senior Manager, SOX Risk Advisory at KBW Financial

A prominent SaaS company based in Cambridge, MA, is strengthening its Internal Audit team. Reporting directly to the Head of Internal Audit, this team plays a vital role in fostering trust through robust compliance, risk management, and governance practices. As part of our growth, we are enhancing our risk advisory capabilities and seeking an enthusiastic professional to drive SOX readiness and process enhancement initiatives.

Position Overview
The Senior Manager, SOX Risk Advisory will lead SOX readiness evaluations and advisory engagements. This role blends expertise in audit, IT, and risk management, collaborating with Finance, Sales, and other cross-functional teams to optimize processes and strengthen internal controls.

Key Responsibilities

• SOX Program Leadership: Drive SOX readiness initiatives and lead efforts to enhance the overall program.
• Cross-Department Collaboration: Partner with teams across the organization to identify risks and strengthen internal controls.
• Control Design & Implementation: Provide expert guidance on control design and oversee proper implementation.
• Documentation Oversight: Maintain and update SOX documentation, including flowcharts, narratives, and control matrices.
• Deficiency Management: Address identified control deficiencies and propose actionable recommendations for improvement.
• Reporting & Communication: Prepare detailed reports and present findings to management and external auditors.
• System Walkthroughs: Conduct walkthroughs to evaluate system and control changes, ensuring compliance and accuracy.

Qualifications

• Experience: 5+ years in SOX, risk advisory, or audit roles.
• Certifications: CPA, CISA, CISM, or CISSP preferred.
• Technical Knowledge: Deep understanding of internal controls, PCAOB standards, and US GAAP.
• Communication Skills: Proven ability to effectively communicate and influence across cross-functional teams.
• Process Improvement Expertise: Strong background in business process optimization and IT risk management.
• Work Style: Thrives in a dynamic, fast-paced environment.

Preferred Background

• Prior experience in SaaS or technology industries is highly desirable.

Why Join Us?

• Impactful Role: Shape and develop a growing risk advisory function at a leading SaaS company.
• Collaborative Environment: Work with diverse teams to drive meaningful organizational change.
• Growth Opportunities: Enjoy competitive compensation, excellent benefits, and a clear path for career advancement.

How to Apply
Submit your resume and to Chris Grassi at cgrassi@kbwfinancial.com


*MONKBW*
#LI-CG1