Risk and Control/Front Office Supervisor - Software Guidance & Assistance

Software Guidance & Assistance, Inc., (SGA), is searching for a Risk and Control/Front Office Supervisor for a CONTRACT assignment with one of our premier Financial Services clients in Stamford, CT. Hybrid schedule 2x weekly onsite

Responsibilities :

• Risk and Control, Front Office Supervision and Records Management
• Contribute to the Rules Mapping project
• Month end Risk and Control Reporting and Metrics
• Front Office Supervision Reporting (daily, weekly, monthly)
• Assist in SOC1 reporting reviews
• Data Analysis

• 8+ years of experience; at least 4 in financial services
• Experience in US Regulatory rules for broker dealers or financial institutions
• Experience in Risk Management in 1 LOD or 2 LOD role, Operational Risk, Controls and Supervision & Conduct.
• Experience in Reporting and MI
• Strong interpersonal skills, ability to work collaboratively and persuasively with wide range of stakeholders of all levels. Ability to communicate effectively, both verbally and in writing
• You are a self-starter and can learn quickly, overseeing complex matters
• You have excellent communication, planning and organizational skills and are able efficiently in multi-cultural and diverse environment
• You have the ability to perform under pressure and think strategically
• Strategic and business context understanding
• Strong interpersonal skills, ability to work collaboratively and persuasively with wide range of stakeholders of all levels
• Ability to communicate effectively, both verbally and in writing
• You are a self-starter and can learn quickly, overseeing complex matters
• You have excellent communication, planning and organizational skills and are able efficiently in multi-cultural and diverse environment
• You have the ability to perform under pressure and think strategically
• Strategic and business context understanding
• Strong Excel skills

SGA is a technology and resource solutions provider driven to stand out. We are a women-owned business. Our mission: to solve big IT problems with a more personal, boutique approach. Each year, we match consultants like you to more than 1,000 engagements. When we say let's work better together, we mean it. You'll join a diverse team built on these core values: customer service, employee development, and quality and integrity in everything we do. Be yourself, love what you do and find your passion at work. Please find us at https://sgainc.com/ .

SGA is an Equal Opportunity Employer and does not discriminate on the basis of Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status. We are committed to providing access, equal opportunity, and reasonable accommodation for individuals with disabilities in employment, and our services, programs, and activities. Please visit our company EEO page to request an accommodation or assistance regarding our policy.