Portfolio Compliance Manager at Atrium

Boston, MA

About the Job

Our client is a reputable financial services company. They are currently looking to hire an experienced Portfolio Compliance Manager to join the team.

Salary/Hourly Rate:

$135-$160k + bonus eligibility and profit sharing

Position Overview:

The Portfolio Compliance Manager will primarily be responsible for coding, monitoring and maintaining client investment guidelines for client accounts, and work with investment professionals. The Portfolio Compliance Manager will additionally oversee compliance specialists. The Portfolio Compliance Manager will ideally have strong experience with the Charles River Compliance System (CRD). This is a great opportunity for an experienced Portfolio Compliance Manager to join a well-known company.

Responsibilities of the Portfolio Compliance Manager:

Provide feedback on newly proposed and revised guidelines during the Client Intake process.
Implement new and updated guidelines into the CRD system.
Verify the accuracy of guideline coding within the CRD system.
Supervise Compliance Specialists and offer support as needed to ensure timely and appropriate responses to CRD Alerts.
Collaborate with investment team members to resolve guideline issues in alignment with the company’s fiduciary responsibilities to clients.
Work closely with Portfolio Managers and Client Service Representatives to obtain guideline clarifications, amendments, and waivers from clients when required.
Offer training and support to staff.

Qualification of the Portfolio Compliance Manager:

8-10+ years of investment adviser guideline compliance experience
Must have 3-4 years of supervisory experience
Ideally have worked in asset management or investment management
Extensive rule coding knowledge with Charles River Compliance System (CRD) is highly preferred
Additionally open to extensive rule coding knowledge of Sentinel, Aladdin, Bloomberg, MIG 21, Linedata, Eze Compliance
Knowledge of fixed income securities, equities, and derivatives is required

Education Requirements:

Bachelor’s degree in a business field is required.
MBA is preferred.

Benefits:

Client-provided benefits available, upon eligibility.

By applying to this job, you agree to receive calls, AI-generated calls, text messages, and/or emails from Atrium and its affiliates, and contracted partners. Frequency varies for text messages. Message and data rates may apply. Carriers are not liable for delayed or undelivered messages. You can reply STOP to opt out on any message you receive. For more details, please review our Terms of Use and Privacy Policy.

As a woman-owned firm, we value diversity. We are an equal opportunity and affirmative action employer and will consider all applications without regard to race, sex (including gender, pregnancy, sexual orientation and gender identity), age, color, religion or creed, national origin or ancestry, veteran status, disability (physical or mental), genetic information, citizenship or any other characteristic protected by law. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Candidates who apply for roles through the Atrium website will be added to our candidate pool and may be considered for additional roles of a similar title. Please contact us to request an accommodation.
EOE/M/F/D/V/SO

Position ID: 152907