Manager-Compliance - iMPact Business Group
Sarasota, FL 34232
About the Job
Compliance Manager
Summary: Our client is seeking a dedicated and experienced Compliance Manager to lead a team of compliance professionals in supporting the development and maintenance of their compliance program. This role is crucial for ensuring that the company adheres to all relevant statutory and regulatory requirements, and it offers an exciting opportunity to make a significant impact within the organization. If you are a seasoned professional with a strong background in insurance compliance, this could be the perfect role for you.
Responsibilities:
- Supervise and direct a professional compliance staff, providing training, awareness, monitoring, and testing of compliance controls.
- Lead and manage the response and resolution of customer complaints, mentoring compliance team members through the process.
- Oversee projects ensuring that products, systems, processes, and procedures comply with statutory and regulatory requirements.
- Prepare and present reports to senior management regarding compliance assurance activities.
- Supervise the rollout of specific compliance audits internally and with MGAs, TPAs, and vendors.
- Manage investigations into alleged violations of state or federal regulations, under the guidance of the VP of Legal & Compliance.
- Serve as the primary contact for state and federal regulatory bodies.
- Respond to regulatory findings and design action plans as necessary.
- Ensure remediation and preventive actions are implemented in response to rule violations.
- Ensure compliance-related reporting and form filing requirements are met in all operational states.
- Collaborate with the Legal and Regulatory Director and other departments to implement new laws and regulations.
- Perform other duties as required.
Qualifications:
- Bachelor's Degree from an accredited university.
- Minimum of ten (10) years of insurance compliance experience or fifteen (15) years in a senior role related to property and casualty insurance operations and administration.
- In-depth knowledge of property & casualty regulatory affairs, compliance, financial analysis, insurance pricing, business channels, planning, and strategy.
- Proven ability to create, manage, and maintain complex compliance programs and auditing processes on a multi-jurisdictional basis.
- Familiarity with NAIC insurance examiner methodologies and procedures.
- Strong verbal and written communication skills.
- Exceptional analytical skills.
- Strong supervisory and team-building abilities.
- Proficiency in database administration, Microsoft XP, Word, Excel, Access, and PowerPoint.
- Ability to work under tight deadlines efficiently and with high quality.
- Flexibility to work across multiple time zones and travel as required.
- Positive attitude and strong work ethic.
Qualifications:
- Bachelor's Degree from an accredited university.
- Minimum of ten (10) years of insurance compliance experience or fifteen (15) years in a senior role related to property and casualty insurance operations and administration.
- In-depth knowledge of property & casualty regulatory affairs, compliance, financial analysis, insurance pricing, business channels, planning, and strategy.
- Proven ability to create, manage, and maintain complex compliance programs and auditing processes on a multi-jurisdictional basis.
- Familiarity with NAIC insurance examiner methodologies and procedures.
- Strong verbal and written communication skills.
- Exceptional analytical skills.
- Strong supervisory and team-building abilities.
- Proficiency in database administration, Microsoft XP, Word, Excel, Access, and PowerPoint.
- Ability to work under tight deadlines efficiently and with high quality.
- Flexibility to work across multiple time zones and travel as required.
- Positive attitude and strong work ethic.
Source : iMPact Business Group