Junior Financial Broker at Jobot
Santa Maria, CA 93455
About the Job
Advance your career in the financial services industry!
This Jobot Job is hosted by: Jennifer Whitworth
Are you a fit? Easy Apply now by clicking the "Quick Apply" button
and sending us your resume.
Salary: $60,000 - $80,000 per year
A bit about us:
An independent financial services firm, offering securities and advisory services, committed to making the planning, investment, and retirement process simple and understandable for clients.
Job Title: Junior Financial Broker
Compensation: $60k-$80k/year and potential bonuses
Location: Santa Maria, CA
Why join us?
Job Details
We are actively seeking a licensed Junior Broker to join our dynamic team. As a Junior Financial Broker, you will play a crucial role in supporting our clients' financial goals, providing top-notch service, and contributing to the growth and success of our organization.
Responsibilities:
Qualifications:
If you are a motivated and licensed professional looking to advance your career in a dynamic financial services environment, we encourage you to apply!
Interested in hearing more? Easy Apply now by clicking the "Quick Apply" button.
This Jobot Job is hosted by: Jennifer Whitworth
Are you a fit? Easy Apply now by clicking the "Quick Apply" button
and sending us your resume.
Salary: $60,000 - $80,000 per year
A bit about us:
An independent financial services firm, offering securities and advisory services, committed to making the planning, investment, and retirement process simple and understandable for clients.
Job Title: Junior Financial Broker
Compensation: $60k-$80k/year and potential bonuses
Location: Santa Maria, CA
Why join us?
- Competitive pay
- Bonuses
- Career development
Job Details
We are actively seeking a licensed Junior Broker to join our dynamic team. As a Junior Financial Broker, you will play a crucial role in supporting our clients' financial goals, providing top-notch service, and contributing to the growth and success of our organization.
Responsibilities:
- Establish and maintain strong relationships with clients, understanding their financial objectives and risk tolerance.
- Provide personalized financial guidance and investment recommendations to help clients achieve their goals.
- Execute securities transactions in alignment with regulatory guidelines and company policies.
- Offer advisory services, ensuring compliance with industry standards.
- Utilize technological tools to streamline processes and enhance client interactions.
- Collaborate with clients to develop and implement financial plans tailored to their unique needs.
- Stay updated on market trends, investment opportunities, and regulatory changes.
Qualifications:
- Active 7-series license, 66, or 65.
- Previous experience in a similar role within the financial services industry.
- Familiarity with Schwab or Pershing Platform is highly desired.
- Strong interpersonal and communication skills.
- Detail-oriented with a commitment to compliance and ethical conduct.
- Proactive attitude, self-motivated, and a team player.
If you are a motivated and licensed professional looking to advance your career in a dynamic financial services environment, we encourage you to apply!
Interested in hearing more? Easy Apply now by clicking the "Quick Apply" button.
Salary
60,000 - 80,000 /year