Jr - Mid Compliance/Regulatory Analyst with EXCEL - SGA Inc.

Software Guidance & Assistance, Inc., (SGA), is searching for a Junior to mid-level Compliance/Regulatory Business Analyst with EXCEL skills for a CONTRACT TO HIRE assignment with one of our premier Financial Services clients in downtown NYC. He or she will need to work in the lower Manhattan office up to 3 days/week.

We are seeking a skilled and detail-oriented Data Analyst to join our team as a Contractor in response to the Digital Operational Resilience Act (DORA). The successful candidate will be responsible for gathering 3rd-party information related to DORA, analyzing data, and meticulously inputting it into a comprehensive data repository. Regulatory experience, particularly in compliance-related fields, is preferred, and the role offers an opportunity to progress into a Compliance position.

Responsibilities:

Data Gathering:

• Help to identify eligible 3rd-party suppliers based on DORA requirements
• Collect relevant 3rd party information in adherence to DORA requirements from over 200 suppliers.
• Utilize various sources including contacting 3rd party vendors to compile accurate and up-to-date data as per DORA requirements.

Data Analysis:

• Analyze gathered data to identify patterns, trends, and potential areas of concern.
• Ensure data accuracy and consistency, addressing any discrepancies promptly.

Spreadsheet Management:

• Input collected data into the firm's data repository (e.g., MS Excel) maintaining organization and accuracy.
• Help to develop and implement data validation processes to guarantee the integrity of the information.

Regulatory Compliance:

• Apply any regulatory knowledge, in the context of DORA, to guide data collection efforts.
• Stay informed about relevant regulatory updates and ensure ongoing compliance.

Attention to Detail:

• Demonstrate a strong attention to detail in all aspects of data gathering, analysis, and spreadsheet management.
• Conduct thorough quality checks to identify and rectify errors promptly.

Collaboration:

• Work closely with cross-functional teams to ensure a comprehensive understanding of data requirements.
• Collaborate with internal Compliance and Regulatory teams to align data-gathering efforts with DORA objectives.

Required Skills:

• 1-5 years of experience as a Business Analyst or Compliance Analyst (or equivalent)
• Compliance and/or regulatory experience in a highly regulated industry. Financial Services is a big plus
• Mid-level skills in MS Excel
• Bachelor's degree in a relevant field such as Business, Finance, IT, or a related discipline.

Preferred

• Financial Services
• DORA / EU Regulatory experience

SGA is a technology and resource solutions provider driven to stand out. We are a women-owned business. Our mission: to solve big IT problems with a more personal, boutique approach. Each year, we match consultants like you to more than 1,000 engagements. When we say let's work better together, we mean it. You'll join a diverse team built on these core values: customer service, employee development, and quality and integrity in everything we do. Be yourself, love what you do and find your passion at work. Please find us at https://sgainc.com/ .

SGA is an Equal Opportunity Employer and does not discriminate on the basis of Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status. We are committed to providing access, equal opportunity, and reasonable accommodation for individuals with disabilities in employment, and our services, programs, and activities. Please visit our company EEO page to request an accommodation or assistance regarding our policy.