Compliance Manager - Broker/Dealer - Leeds Professional Resources
Miami, FL 33222
About the Job
We are seeking a compliance manager well versed in KYC and AML. This role requires fluency in English and Spanish.
Responsibilities
- Conducting risk assessments on new and existing customers.
- Utilizing AML and KYC tools to analyze and interpret complex data.
- Preparing and maintaining accurate documentation of customer due diligence processes.
- Collaborating with law enforcement and regulatory agencies as needed.
- Providing training and guidance to staff on AML and KYC procedures.
Requirements and Skills
- Bachelor’s degree in Finance, Business, or a related field.
- Knowledge of AML and KYC regulations and best practices.
- Analytical and critical thinking skills.
- Attention to detail and strong organizational abilities.
- Effective communication and teamwork skills.
- English and Spanish
- Series 7 is a plus
Source : Leeds Professional Resources