Compliance Analyst at City National Bank

• Reviews/challenges compliance risk assessments, analyzing the Bank's compliance risk; determine if current processes control risk.
• Analyze new and changing laws and regulations and development of implementation strategies.
• Maintain updates to compliance policies, procedures, and training for new or revised laws and regulations.
• Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance testing program and processes.
• Performs research on regulations and provides guidance to business areas or support functions (Finance, Technology, HR) on compliance requirements.
• Create, maintain and update reporting of compliance test results along with comparable line of business QA testing results.
• Conduct meetings to discuss testing and risk assessment results and lead line of business to remediation plans.
• Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary.
• Participates in Compliance Committees, maintains minutes or notes of applicable committees or task force meetings.
• Performs compliance reviews on specific loan-level accounts, as required.
• Complies fully with all Bank Compliance policies and procedures as well as all regulatory requirements (e.g. Bank Secrecy Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.).
• Provide guidance on regulations, requirements, and Bank procedures.
• Conducting and documenting reviews and addressing findings with employees and supervisors.
• Drafting and maintaining employee training for assigned topic areas.
• Analyze the Bank's compliance risk; determine if current processes control risk.
• Completes all required training.
• Other duties and special projects as assigned.

Must-Have*

• Bachelor's Degree or equivalent
• Minimum 5 years' experience working with Federal and State compliance regulatory matters
• Minimum 5 years' experience in banking, consumer finance, retail banking compliance, mortgage banking or working in a legal department
• Minimum 3 years' experience with managing projects or processes

Skills and Knowledge

• College degree preferred. Relevant, equivalent work experience may be substituted for degree preference.
• Good knowledge and relevant work experience with bank credit, deposit, operations regulations (as applicable/assigned).
• Knowledge and experience with traditional bank products and services and/or reviewing marketing materials is a plus.
• Ability to influence/motivate others to produce desired results.
• Ability to operate effectively in a fast paced environment.
• Excellent organizational and analytical skills.
• Ability to communicate clearly and professionally with all levels of an organization.
• Excellent written and verbal communications skills.
• Effective interpersonal skills.
• Proficiency in multi-tasking and prioritizing projects.
• Excellent time management skills and be accustomed to working with deadlines.
• Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus.
• Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs.
• For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM).
• For Wealth Management Compliance roles, experience with a financial institution such as a broker/dealer and/or registered investment adviser.
• For Wealth Management Compliance roles, experience working within a Compliance Investment Management role.