Compliance Analyst/Manager - Daley and Associates
Boston, MA
About the Job
Compliance Analyst/Manager
A well-established investment firm located in Boston is seeking an experienced Compliance professional to join their team. This position will report directly to the CCO and be responsible for supporting all aspects of the firm’s compliance program, in particular focusing on relationship management and the business development process. This is a hybrid position and the firm will pay a competitive salary, bonus, and benefits package.
Responsibilities include but are not limited to:
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Work closely with the firm’s relationship management team to create, review, and approve marketing materials and investor communications for multiple product lines
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Assist with developing new policies, procedures, and technological upgrades to meet increasing regulatory demands and growth in the business
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Ability to work independently and alongside a team is required, as well as a willingness to communicate actively to coordinate workload, priorities, initiatives, and regulatory interpretations
Qualifications:
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Bachelor's degree
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3-5+ years of compliance experience within the finance space, preferably with private fund advisor experience
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Professional maturity and ability
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Knowledge and experience with compliance testing and marketing material review desired
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Personable and able to work well with all levels of internal management and staff
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Strong written and verbal communication and interpersonal skills.
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Strong problem-solving skills and analytical abilities
If you’re interested in learning more about this opportunity, please submit your resume directly to Tim Fitzgerald at tfitzgerald@daleyaa.com.
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