Audit Manager - Diverse Linx

Job Title: Audit Manager - Consumer Compliance
Location: Hybrid (3 days onsite, 2 days work from home)
Locations: Dallas, TX
Employment Type: Permanent

Position Overview:
The Audit Manager - Consumer Compliance is responsible for overseeing assigned areas of audit work, acting as Auditor-in-Charge (AIC), and executing the audit strategy for Lines of Business (LOBs). This role entails driving risk-based auditing, managing business partner relationships, and fostering an inclusive work environment while mentoring team members.
Key Responsibilities:

• Audit Strategy Execution: Oversee the application of risk-based auditing by defining audit scope, developing audit programs, and drafting audit reports using innovative methods to ensure timely and high-quality delivery.
• Auditor-in-Charge (AIC): Lead audit testing to ensure compliance with quality standards and audit policies, ensuring timely execution of audit activities.
• Impact Assessment: Assess the implications of business processes, controls, and strategies, providing recommendations on severity ratings and escalating significant themes based on business insights.
• Mentorship: Provide day-to-day mentoring and guidance to associates, promoting an inclusive and supportive work environment.
• Relationship Management: Maintain strong relationships with business partners, primarily line management, to enhance business knowledge and compliance awareness.
• Continuous Improvement: Utilize intellectual curiosity to challenge management effectively, advocating for improvements in the control environment.

• 7+ years of direct experience with consumer financial laws and regulations, including oversight and auditing compliance responsibilities.
• Subject matter expertise in U.S. consumer financial laws and regulations, such as Reg CC, Reg B, FCRA, SCRA, Reg E, UDAAP, and CRA.
• Strong experience in monitoring and reporting on consumer compliance risks and audit coverage.
• Proven ability to use innovative tools for audit activities (e.g., testing).
• Ability to participate in and support reporting and regulatory engagements.
• Experience in developing peers and teams through on-the-job training.

• Professional Compliance or Audit Certification (e.g., CRCM, CIA) is preferred.
• Experience with automation, machine learning, or artificial intelligence.
• Familiarity with analytical and automation skills (SQL, SAS, Python, Alteryx, Advanced Excel) is advantageous.

• Consumer Compliance
• Internal Audit Review
• Audit Planning
• Analytical Thinking
• Issue Management
• Risk Management
• Business Acumen
• Coaching
• Project Management
• Relationship Building
• Written Communication
• Attention to Detail
• Automation
• Critical Thinking
• Technical Documentation