AML/KYC Quality Control Analyst - The Ashlar Group
Irving, TX 75039
About the Job
Client - Major Financial Firm
Role - AML/KYC Quality Control Analyst
Rate - $48.14/HR on W2 (OT past 40 hours = $72.21/HR)
Location - Irving TX or Wilmington, DE
Duration - 6 Month Assignment (possible extension)
Irving, TX or Wilmington, DE Location is accepted
KYC Quality Control ( "QC ") Analyst work to ensure high quality standards are maintained for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. The QC Specialist will review cases for adherence to EDD procedures and ensure analyst conclusions are clear, complete and supported by the information in the file. The QC specialist will also identify and escalate critical issues to their Quality Control Supervisor.The QC specialist will assist in identifying problem areas and risks associated with processes and make recommendations to improve quality of KYC analyst file work. KYC QC Specialists will serve as a key support resource for delivering training and guidance to KYC analysts. The KYC QC Specialist will decrease regulatory and reputational risk by exercising sound judgment in approving/rejecting submitted cases. The QC Specialist operates in a team environment and has regular interaction with Business, Operations and AML Compliance management, as well as KYC and QC teams. The QC Specialist should be able to work under minimal supervision.
Participate in a risk-based AML-specific testing program, adhering to the Global Compliance Testing standards, in order to provide senior management with comprehensive end-to-end assessments of the regulatory control environment.
- Perform Compliance testing processes and activities in accordance with the Global Compliance Testing standards. Ensure the testing is completed timely and within quality expectations including writing clear and concise summaries and reports with the appropriate supporting workpaper documentation.
- Become fully familiar with using and incorporating the Global Compliance Testing standards related to research, planning, test execution and reporting/conclusion. Ensuring the workpaper documentation is within the guidelines and standards.
- Complete key projects as assigned by the Compliance Testing Management
- Recognize, document and assess key risks, control environments, and applicable regulations
- Effectively use data analysis to assist in the completion of testing activities
- Maintain proactive communication with Senior Management including periodic updates on engagement progress and identified or potential issues.
Role - AML/KYC Quality Control Analyst
Rate - $48.14/HR on W2 (OT past 40 hours = $72.21/HR)
Location - Irving TX or Wilmington, DE
Duration - 6 Month Assignment (possible extension)
Irving, TX or Wilmington, DE Location is accepted
KYC Quality Control ( "QC ") Analyst work to ensure high quality standards are maintained for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. The QC Specialist will review cases for adherence to EDD procedures and ensure analyst conclusions are clear, complete and supported by the information in the file. The QC specialist will also identify and escalate critical issues to their Quality Control Supervisor.The QC specialist will assist in identifying problem areas and risks associated with processes and make recommendations to improve quality of KYC analyst file work. KYC QC Specialists will serve as a key support resource for delivering training and guidance to KYC analysts. The KYC QC Specialist will decrease regulatory and reputational risk by exercising sound judgment in approving/rejecting submitted cases. The QC Specialist operates in a team environment and has regular interaction with Business, Operations and AML Compliance management, as well as KYC and QC teams. The QC Specialist should be able to work under minimal supervision.
Participate in a risk-based AML-specific testing program, adhering to the Global Compliance Testing standards, in order to provide senior management with comprehensive end-to-end assessments of the regulatory control environment.
- Perform Compliance testing processes and activities in accordance with the Global Compliance Testing standards. Ensure the testing is completed timely and within quality expectations including writing clear and concise summaries and reports with the appropriate supporting workpaper documentation.
- Become fully familiar with using and incorporating the Global Compliance Testing standards related to research, planning, test execution and reporting/conclusion. Ensuring the workpaper documentation is within the guidelines and standards.
- Complete key projects as assigned by the Compliance Testing Management
- Recognize, document and assess key risks, control environments, and applicable regulations
- Effectively use data analysis to assist in the completion of testing activities
- Maintain proactive communication with Senior Management including periodic updates on engagement progress and identified or potential issues.
Source : The Ashlar Group