AML Compliance Officer - Broker Dealer - Leeds Professional Resources

Exciting opportunity to join a strong broker dealer here in Miami. This role will oversee AML/KYC compliance and have strong opportunities for career growth. Hybrid work schedule.

Responsibilities:

• Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/Sanctions/ABAC function or area
• Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions
• Provides AML/ATF/Sanctions/ABAC advice to a business as AML representative on a complex project or change initiative
• Provides advanced analysis and/or specialized reporting to support business partners, functional areas, or centers of expertise
• Provides guidance and support to analysts on matters related to portfolio and specialty
• Expert knowledge of the business and operational functions supported
• Typically a subject matter expert for a key functional AML/ATF/ Sanctions/ABAC area and business requirements
• Contact for business management, external/internal auditors, dealing with non-routine information
• Manages/assists with regulatory reviews including inquiries, audits, and exams
• Deep knowledge and understanding of businesses/technology, and organizational practices/disciplines
• Identifies and leads problem resolution for project/program complex requirements related issues at all levels

Requirements:

• Bachelors degree or relevant experience
• 6+ years of AML experience
• Prior work experience with a broker dealer
• Bilingual (English/Spanish)